Drawing on her experience as outside counsel advising on broker-dealer and investment adviser regulation and as an SEC examiner, Diana gave a presentation about what to expect during an exam and guidance on how to effectively audit compliance procedures. Her remarks were made at the NRS Investment Adviser and Broker-Dealer Compliance Conference.

Diana co-authored a paper with John Sturc and Mark Vlasic on litigation and liability relating to broker-dealers and other agents involved in sales of variable insurance products. She presented the paper at the NRS Investment Adviser and Broker-Dealer Compliance Conference.