The Dodd-Frank Act has dramatically changed the regulatory framework for banks. As regulations are finalized and implemented, it is time to review and take steps to ensure you appropriately balance risk management and business opportunities.
Changes in market structure and growth in a variety of exchange-traded securities have transformed investing. Whether you want to use existing markets, trading systems, and securities or create your own, you need someone with experience.
Swaps, options, futures, and other derivatives can be useful tools to manage risk. Yet regulatory scrutiny of the use of these instruments has never been higher. You need a resource to monitor and interpret regulatory requirements and developments.
Educating regulators and other government officials about your business is increasingly important. This dialog can mean the difference between whether laws, regulations, and interpretations limit or foster your growth and innovation.