January 10, 2025 | American Bar Association (ABA) Banking Law Committee Annual Meeting
Diana spoke on a panel about U.S. Securities and Exchange Commission (SEC) rulemaking on market structure for government securities and equities at the Banking Law Committee annual meeting. The discussion…
September 12, 2024 | American Bar Association (ABA) Business Law Section Annual Meeting
Greg Ruppert, Executive Vice President of Member Supervision for Financial Industry Regulatory Authority (FINRA) and Diana had a conversation about artificial intelligence in capital markets. Discussion topics included threat intelligence…
April 4, 2024 | American Bar Association (ABA) Business Law Section Spring Meeting
Diana was Chair and moderator for a panel in Orlando, FL on the U.S. Securities and Exchange Commission’s (SEC) on rulemaking that will transform market structure for equities and U.S….
April 28, 2023 | American Bar Association (ABA) Business Law Section Spring Meeting
Diana was Co-Chair and moderator for a panel on digital assets legislation and regulation in Seattle, WA. The panelists discussed the Executive Order on Ensuring Responsible Development of Digital Assets,…
March 27, 2017 | District of Columbia Bar Association (DC Bar)
Diana moderated a DC Bar panel discussion on the new Securities and Exchange Commission (SEC) Rule on Investment Company Liquidity Risk Management Programs. Topics included requirements for assessing liquidity risk management, treatment of derivatives…
September 27, 2016 | Women in Housing & Finance (WHF)
Senator Heidi Heitkamp (D-ND) had a conversation with Diana about the Senator’s work and views on developments in Housing and Finance. They discussed the Senator’s role as a member of the Senate…
