After Commissioner Bowen’s formal remarks about speculative position limits for derivatives, Diana engaged in an off-the-record dialog with her. Topics they discussed included ongoing challenges from implementation of the Dodd-Frank Act swaps clearing and trading mandates, anti-manipulation laws, governance, cross-border swaps regulation, substituted compliance, cybersecurity, algorithmic trading, and liquidity in the swaps markets.
Commissioner Sharon Y. Bowen Remarks on Commodity Futures Trading Commission (CFTC) Regulatory Developments
January 12, 2016 | District of Columbia Bar Association (DC Bar)